Disciplined Money, LLC is committed to maintaining the trust and confidence of our clients. To provide you with a high level of service, Disciplined Money must maintain certain information.
While providing asset management services, we collect certain nonpublic information. Our policy is to keep this information confidential and strictly safeguarded, and to use or disclose it only as needed to provide services to you, or as permitted or required by law. This policy is applicable to information for current and former clients.
Information we collect.
The personal information we collect includes information required to assist us in effectively addressing your financial needs. This information could include:
- Investment objectives and experience
- Financial circumstances
- Account balance and account transactions
- Social security number
- Employment information
We collect your personal information from the following sources:
- Information we receive from you on applications and other forms
- Information you share with us
We also collect your personal information from others such as custodians, broker/dealers and other companies.
How information is used
All financial companies need to share client personal information to run their everyday business. We use information to provide our asset management services. We may disclose the information to third parties as permitted by law, including the custodians or other companies used to provide services to you. From time to time, we may be required to give information about our business to regulatory authorities or as required by law. This may include personal information about you. We do not sell or share your personal information with anyone.
How information is safeguarded
We have procedures in place that we believe are reasonably designed to protect the security and confidentiality of your information. These include confidentiality agreements with companies we hire to help us provide services to you, password-protected user access to our computer files, training of employees, and strict confidentiality policies that apply to all employees.